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SMART grants could make transportation smarter, or not

The Strengthening Mobility and Revolutionizing Transportation (SMART) competitive grant program offers communities funds to apply new technologies to solve their transportation challenges. How smart this program ends up being depends on whether it treats the application of new technology as a tactic, or as a goal in and of itself.

Flickr photo

In the Infrastructure Investment and Jobs Act (IIJA), Congress authorized $1 billion over five years for the Strengthening Mobility and Revolutionizing Transportation (SMART) grant program. This program seeks to fund pilot projects where smart technologies and systems are innovatively used to solve transportation problems by guiding applicants through a two-stage process. In the grant’s first stage, selected applicants will receive funds to do planning and build the partnerships necessary to create a “scaled-up demonstration of the concept” with funds from the grant’s second stage. 

The SMART grant is another chapter in an age-old story: looking to technology to solve our transportation challenges. However, in the materials introducing the grant, we can see that there are two perspectives to tell this story from: one from the driver’s seat of a personal vehicle, the other from the sidewalk, bike lane, bus stop, and train station. The first perspective can be found in the Notice of Funding Opportunity (NOFO), and the second in the illustrative use cases listed on the grant’s website. 

From the first point of view, the SMART grant will improve transportation by advancing unproven technologies that ignore the root causes of our safety, state of repair, and emissions difficulties. From the second, this grant can use well-tested solutions that complement efforts to redesign streets and invest in modes of transportation besides cars to improve how we all get around.

Eligible projects vs. illustrative use cases

The eligible projects listed in the NOFO center around technological advancements for automobiles. Based on section titles like “Coordinated Automation,” “Connected Vehicles,” and “Smart Technology Traffic Signals,” you might be forgiven for thinking that the only projects DOT would entertain are those that intend to pave the way for fleets of self-driving vehicles. Thankfully, you would be mistaken.

The illustrative use cases harness technology to improve the experience of pedestrians, cyclists, and transit users. They are broken up by benefits, such as improving safety and reliability, lowering emissions and improving resiliency, and integrating data and sensors into signaling and decision making systems.

On-demand right-of-way conversions could give pedestrians and cyclists more opportunities to safely cross the street. Flickr photo by James Schwartz.

For a safer, more reliable transportation system, USDOT suggests giving transit and emergency vehicles priority signals at traffic lights, automating street sweeping vehicles for sidewalks, and implementing active detection technology for railroad crossings. Technology can reduce emissions and enhance resiliency by making room for modes of travel beyond personal vehicles, through actions like improving last-mile delivery and sidewalk accessibility. USDOT also proposes ways technology can help make streets safer and more accessible for all road users. On-demand right-of-way conversions could give pedestrians and cyclists more opportunities to cross the street, and sensors can monitor the quality of signage and crosswalks to help transportation planners make needed changes.

When combined with possible projects to improve equity and access—such as more efficiently delivering reduced-fare transit to those who qualify and adding automated wheelchair securement systems to transit vehicles—these illustrative cases would increase the reliability, frequency, and accessibility of transit trips. Efforts like these could also improve the safety of everybody walking and rolling, by changing both the physical infrastructure of our streets and sidewalks, as well as the signals that guide how we walk, roll, and drive through them.

What could be

These are also by no means a constrictive list of potential applications. By applying the spirit of the illustrative use cases, the categories of eligible projects have a bounty of opportunities for bettering the everyday experiences of pedestrians, cyclists, and transit riders. 

Retractable bollards in Cambridge, England. Photo by Clarence Eckerson.

People walking and rolling to their destinations could especially benefit from what the USDOT calls “Intelligent, Sensor-Based Infrastructure.” By looking at examples from across the country and the world, we can see how this technology can be used to improve the safety of vulnerable users instead of reasserting the dominance of cars. This type of eligible project could include retractable bollards that support shared streets (check out this Streetsblog article for examples of retractable and moveable bollards in New Orleans, LA and Cambridge, England).

That same category of eligible project might also cover speed governors, a technology that has been available for over a century to limit the speed of cars and will soon be mandatory in some way, shape, or form in all vehicles on the road in the European Union. Furthermore, the requirement that vehicles retrofitted as part of the SMART grant be publicly owned or controlled sets up perfectly those who control public fleets to install such technology in their vehicles. New York City is soon to implement this strategy on thousands of non-emergency vehicles under its control. Combined, these applications of the grant would make walking and biking safer through design of both streets themselves and the vehicles on them.

Transit and rail could also see significant benefits from SMART technologies. “Coordinated Automation” could cover the type of fully automated subway systems—both built from scratch and renovated lines over a century old—that are in operation and under construction around the globe. In addition, this automation requires upgrading signals and sensor systems to ensure that individual trains are more closely connected to one another, a potential application of the “Connected Vehicles” and “Intelligent, Sensor-Based Infrastructure” sections. The “Smart Grid” category could apply to the electrification of rail lines, and given that freight trains carry a significant portion of goods in the United States, their electrification would reduce emissions and the length of the supply chain.

The bottom line: It’s not the tech, it’s how we use it

All of these potential applications are no less innovative technologies than the auto-oriented ones described as eligible activities in the NOFO. In fact, their effective implementation in a wide variety of settings might point to them being more groundbreaking. As reflected in the NOFO’s selection criteria, “revolutionizing transportation” is about not just novelty. It is about proof of concept, scalability, and being appropriately aimed at the particular problem. By these measures, adequately-funded incremental solutions like the signal improvements being installed to more than double speeds on parts of New York City’s subway are exactly the kind of projects applicants should be submitting and USDOT should be encouraging. (For the system’s millions of users per day, speeds are more than doubling in some cases, all at a fraction of the cost it would take to do so for any segment of road.)

And yet, the NOFO’s listed eligible activities reflect the last century’s status quo of transportation policy in the United States. Instead of centering communities’ transportation goals and asking what technologies and other policies could help achieve them, these “technological areas” presuppose that hypothetical fleets of connected, autonomous, battery-electric cars will solve all potential problems.

The effectiveness of the SMART grant will depend on whether or not DOT continues to view cars as the unimpeachable mobility solution without actually asking what problem it is trying to solve. Per the eligible activities listed in the grant’s NOFO, DOT is still not asking this question. But based on the illustrative use cases, DOT knows that achieving tangible benefits from the SMART program won’t come from trying to move more personal vehicles, but using technology to improve the mobility of all road users, especially people outside of a car.

Because this is the first year that the grant is being administered, and USDOT will require Stage 2 applicants to be recipients of Stage 1 grants, only Stage 1 grants will be accepted this year. Applications for these planning, prototyping, and partnership-building grants are due by 5 p.m. on November 18, 2022. Their tentative maximum size is $2,000,000, depending on the number and quality of applications submitted, with up to $100,000,000 and no less than $98,000,000 available to distribute.

Transportation for America members have access to exclusive resources that provide further detail on this topic. To view memos and other members-only resources, visit the Member Hub located at t4america.org/members. (Search “Member Hub” in your inbox for the password, or new members can reach out to chris.rall@t4america.org for login details.) Learn more about membership at t4america.org/membership.

The infrastructure law wasn’t perfect, but now it’s reality

Pedestrians, cyclists, and transit riders navigate a busy street
Pedestrians, cyclists, and transit riders navigate a busy street
Flickr photo by Oregon Department of Transportation

Focusing on whether the infrastructure law was “good” or “bad” will fail to shape how its historic cash is spent over the next five years. That’s precisely why T4America is pressing on to enable USDOT, states, metro areas, and local communities to maximize the potential of this flawed legislation.

A few weeks ago, Chuck Marohn from Strong Towns had America Walks CEO and former Seattle Mayor Mike McGinn on his podcast. It was a terrific journey through Mayor McGinn’s transition from local advocate to Mayor of Seattle and now to the CEO of America Walks, but they also talked at length about last year’s $1.2 trillion, five-year Infrastructure Investment and Jobs Act (IIJA.) Strong Towns was—like T4America—fairly critical and saw an immense amount of money being put into the same old broken way of doing things, while adding numerous small programs intended to accomplish some worthy goals. Here’s Chuck Marohn (around 36:00):

From the very beginning, when it was just a proposal from the administration, I pointed out that [the IIJA] was really just a highway bill with a bunch of other sweeteners along the way to build the coalition to get this thing approved. And because of that, I was against it.

That’s not far off. When it comes to the stated goals of improving safety or reducing emissions, you can’t just create small new programs (tear down divisive highways!) to solve problems that are still being created by enormous pots of money (build new divisive highways!) As T4America Director Beth Osborne noted when the IIJA passed, it failed to reform the federal program around our three, simple key priorities.1:

As we have stated before, the transportation portion of the infrastructure bill spends a lot of money but fails to target it to the needs of the day: building strong economic centers, providing equitable access to opportunity, addressing catastrophic climate change, improving safety, or repairing infrastructure in poor condition.

But taking a stand one way or the other on the IIJA now is also maybe a bit moot—the horse is out of the barn. What definitely matters now is how this money will be spent over the next five years—decisions already being made that desperately need to be influenced by reform-minded people. Mike McGinn’s answer to Chuck’s question around 37:45 is worth excerpting heavily:

It’s entirely dependent on how the money is spent. 70 percent of the money is flexible money that goes to states. … The pots of money for transit, for alternatives are bigger than they’ve ever been. People are saying that’s a good thing and I agree, that’s a good thing, but those pots are only 30 percent of the overall funding. We do live in a world where so much of the money comes from the feds, I think that people like us at America Walks and the others in this arena, have to continue to push them to reform how they do it.

While there are times that the whole federal transportation program, and federal involvement in general, seems counterproductive, the feds are here to stay in transportation. And the IIJA is yet more evidence of how the program continues to get support even in today’s divided political environment. So T4America is going to engage in the federal transportation project to reduce the damage it is currently doing and steer the ship in a better direction. To that end, we are focusing our work on at least two things for the next few years:

  1. Helping USDOT maximize every single dollar they have at their disposal.
  2. Shaping how states and metro areas spend this historic level of flexible cash.

On that first point, USDOT and the administration are making lofty promises about the benefits the IIJA will bring. It will finally modernize our infrastructure. It will be used to improve equity across the board. It’s going to make walking and biking safer than ever. It’s going to help reduce emissions. This is a risky strategy for the administration. Because states control the bulk of the funding, to realize these promises, the administration has to trust that state DOTs as a group will fulfill these promises for them. This is a group that also has many members with a track record of pretending induced demand doesn’t exist, spending heavily on expansion with no plan for future maintenance, and thinking that eliminating traffic congestion is a viable solution for lowering emissions and tackling climate change. 

The Biden administration seems to believe that the law’s many, good, small, new programs—like Reconnecting Communities to tear down divisive infrastructure or Safe Streets for All to directly fund local street safety interventions—were worth the law’s massive historic increase in status quo programs that will continue to create the problems these smaller programs were created to fix. While this approach amounts to trying to fill up a hole with a teaspoon that’s being dug with a giant excavator, it also means that USDOT must absolutely maximize every scoop.

Every single dime at their disposal must be spent on projects to do the most to counteract the billions that can and likely will be used to build new roads and highways that increase emissions, lead to more traffic deaths, and further divide communities. They cannot spread the money around to keep everyone happy. They cannot choose projects that fail to bring numerous benefits. Precisely because states may not rise to the occasion, USDOT must maximize every cent that they do control in some fashion, like the $200 billion in competitive grants.

On the second point, the 70 percent of the funding controlled by the states is ostensibly known as “highway” funding, but it’s also incredibly flexible. If a state wants to spend it all to prioritize repair, remove roads that cut neighborhoods in half, and build sidewalks in every community that needs them, they are free to do that. This is why T4America will be working over the next five years to equip advocates and forward-thinking transportation agencies to maximize that flexibility and do something different. Absent this effort (from hundreds of other national or local groups and millions of other engaged advocates, we should add), this historic infrastructure spending will largely go right into the same status quo of the last decade, producing more roads and highways to maintain, neglecting repair needs, designing streets for speed and creating danger, and failing to connect as many people as possible to jobs and opportunity. 

These outcomes above weren’t automatically guaranteed when the IIJA passed—the verdict will depend in part on specific decisions made over the next five years. When it comes to why we continue to work to shape the IIJA’s spending, we said it clearly last month:

The current system can’t fix the current system. We can’t outbuild our repair needs, expand our way to shorter commutes, or speed our way to safety. To solve these issues, we must be committed to addressing their root causes, which means decision makers at all levels need to rethink the traditional approach to addressing transportation issues. Our efforts now are aimed at facilitating that process and measuring the administration’s progress on their stated goals.

promo graphic for a guide to the IIJA

This post is part of T4America’s suite of materials explaining the 2021 $1.2 trillion Infrastructure Investment and Jobs Act (IIJA), which governs all federal transportation policy and funding through 2026. What do you need to know about the new infrastructure law? We know that federal transportation policy can be intimidating and confusing. Our hub for the new law will walk you through it, from the basics all the way to more complex details.

To deliver on Equity Action Plan, USDOT, states, and local decision makers must take real action

Cyclist on highway
Cyclist on highway
Submitted photo by Frank Warnock of Bike Delaware.

Though the USDOT’s Equity Action Plan (EAP) describes the new infrastructure law as “a historic investment in transportation equity,” the final verdict will depend on the administration’s next steps, how they distribute competitive grants, and other choices far outside of their control, such as how states and metro areas invest federal funds.

The EAP sets four main goals: wealth creation, power of community (amplify marginalized voices), interventions (increase funding applications for, and projects in, disadvantaged communities), and expanding access. These are important goals, but unless progress is made at the state and local level, these federal goals won’t lead to strong outcomes.

In addition, although the plan sets targeted goals, it doesn’t go far enough to sketch out the clear, simple, and measurable actions the USDOT will take to achieve them. The EAP emphasizes the importance of developing the resources, knowledge, and voice for underserved and marginalized communities to take full advantage of federal grant programs (whether by competing for contracts or being involved in the transportation decision-making process). 

There are a few issues to consider.

First, lower-income jurisdictions have historically struggled to get applications for federal funding out the door, let alone conduct extensive transportation planning to make themselves more competitive. The process for applying for discretionary grants is arduous, and each application demands resources and time. In addition to managing the application process, communities have to manage compliance with statewide performance metrics and documentation processes for noncompetitive (formula) funds. Many also have to deal with state governments that are hostile to equitable distribution of these formula dollars.

To help mitigate this issue, the USDOT plans to pilot a new approach in June to make applying for multiple grant programs a less burdensome process. However, several funding opportunities have already come and gone. The USDOT’s Notice of Funding Opportunities (NOFO) calendar shows what funding opportunities are still to come and when they’re expected to be released.

Second, though the USDOT aims to elevate the voices of the underserved, which will be absolutely necessary to ensure equitable outcomes, political pressure will make this difficult at the local level. Transportation projects regularly fail to address the needs of underserved communities and can even harm these communities. Low-income communities and communities of color require significant investments to rectify past mistakes. To ensure investments appropriately target their concerns, they’ll need to be able to include their input in the decision-making process. 

The EAP calls for an equity screening tool and more community engagement to help elevate marginalized voices, but they don’t describe how they’ll support local communities, metropolitan planning organizations (MPOs), state DOTs, or other entities in their efforts to put these tools into action. And as neighborhoods and jurisdictions of all kinds begin to make their case for more funding, local pressures are likely to steer these funds into the same communities that have always gotten funding, not the ones who need it most.

Third, for competitive grant funding programs, the USDOT expects communities to pay for a benefit-cost analysis (BCA). The only mention of BCAs in the EAP focuses on providing the specialized tools and resources to complete a full or “unflawed” BCA. However, even a perfectly completed BCA that meets all of the USDOT’s expectations will be inherently flawed, because these analyses quantify travel modes utilized, on average, by higher earners (like driving) as more valuable than less costly travel modes (like walking, biking, and public transit). So, in underserved communities, where people are less likely to own a car or would benefit from the savings of not having to use a car for daily trips, the scale could automatically be tipped in favor of investments that support car travel.

The USDOT plans to develop a new, accessible, replicable metric to measure transportation cost burdens per individual or household. This is a smart way to build a better understanding of access concerns in our transportation system, but if the flaw in BCAs isn’t addressed, funding will continue going to projects that reduce access now, even as the USDOT looks ahead to expanding access in the future.

The issues and recommendations outlined in the EAP only apply to discretionary grants, which make up just 13 percent of federal transportation funding. The other 87 percent consists of formula grants—funds distributed to states with very few strings attached. Lower-income jurisdictions have been historically marginalized in the planning process and tend to have less political power over how this money is distributed. Because of their flexible nature, the USDOT’s ability to shape how formula dollars are spent is extremely limited. The USDOT has some tools at their disposal, like releasing equity guidance to states, tracking state expenditures through an equity lens, or other such administrative tasks. But at the end of the day, the vast majority of the USDOT’s spending will only be as equitable as states decide it to be.  

And this is why we’re nervous about the USDOT setting goals that they, unfortunately, aren’t fully capable of achieving themselves. Ultimately, states and local governments, who don’t all share the USDOT’s goals, will be responsible for delivering strong outcomes from the EAP.

While we applaud the spirit of the USDOT’s EAP and hope to see strong results, the USDOT must recognize that the current system is not set up to achieve equitable outcomes, and they have an uphill battle ahead of them. They’ll need specific, measurable goals to make tangible change, and they must be open to considering how every tool and system in their current arsenal further entrenches inequities. Finally, with funding from the infrastructure law already racing out the door, they’ll need to get moving so that underserved communities can get the most out of the remaining funds available.

For more on the USDOT’s EAP, and the EAPs of other federal agencies, see Smart Growth America’s memos developed by the Land Use and Development team.

We need a new approach to transportation: T4A’s efforts to get there

Flickr photo by Daniel R. Blume

Six months into 2022, a lot’s been accomplished to steer the infrastructure law to better outcomes, but there’s still a long way to go.

When the infrastructure law passed last November, amid scores of trade groups, states, and others who were satisfied merely with the massive increase in spending, our lukewarm response was guided by our three principles: prioritize repair, design for safety, and promote access to services and opportunity through multiple modes of travel. Year after year, state and federal governments have assured us that these priorities are also their priorities, all while doubling down on the status quo. While the infrastructure bill did add scores of exciting new programs and historic funding for transit, it failed to transform the existing way of investing in transportation.

Let us be clear: the current system can’t fix the current system. We can’t outbuild our repair needs, expand our way to shorter commutes, or speed our way to safety. To solve these issues, we must be committed to addressing their root causes, which means decision makers at all levels need to rethink the traditional approach to addressing transportation issues. Our efforts now are aimed at facilitating that process and measuring the administration’s progress on their stated goals.

Our first course of action was to produce a suite of tools to demystify the complicated infrastructure law. We’ve noted which changes the administration could make and hasn’t, and we’ve called upon federal and state agencies to reexamine their outdated, flawed metrics which drive them toward all the wrong outcomes. We also worked to help advocates discover how to successfully push back against an entrenched status quo and produce different results.

This dialogue has only started, and given the flexibility in the infrastructure law, we have a long road ahead. We will continue to circulate our work with our partners and coalitions and learn from their perspectives and expertise. 

It will take time, effort, and a wholly new approach to meet our nation’s safety, repair, and transportation needs, and the administration, states, and local governments will need to begin making progress immediately to meet their lofty goals. We’ll be here to celebrate their successes, offer advice, and call out their missteps. When the next infrastructure law is drafted, we’ll be even more prepared to demand better for the millions of Americans who are poorly served by our current transportation system.

Justice40 “benefits” could mean more emissions, worse health outcomes in disadvantaged communities

A biker cruises in the sidewalk along a busy street
A biker cruises in the sidewalk along a busy street
How can we ensure that investments in communities lead to safer, more convenient infrastructure for all?

In President Biden’s first weeks in office, he established an environmental justice initiative called Justice40, which aims to direct benefits from federal investments to disadvantaged communities. Today, the administration is working on more specific guidance on how Justice40 should be applied, which will determine how effective this effort will be.

To see which communities are most in need of climate and clean energy investments, view the beta Climate and Economic Justice Screening Tool, developed by the Council on Environmental Quality. This tool is open for public comment. Submit feedback by May 25, 2022.

Last year, President Biden signed Executive Order 14008, aimed at tackling the climate crisis and creating jobs across the federal government. In this order, the president established Justice40, later described as “a whole-of-government effort to ensure that federal agencies work with states and local communities to make good on President Biden’s promise to deliver at least 40 percent of the overall benefits from federal investments in climate and clean energy to disadvantaged communities” (emphasis ours).

Many types of investments can be justified as climate investments, and it’s not clear what will ultimately fall under the Justice40 umbrella. The executive order listed the following as areas of emphasis: clean energy and energy efficiency, clean transit, affordable and sustainable housing, training and workforce development, the remediation and reduction of legacy pollution, and the development of critical clean water infrastructure.

The order also didn’t mention how they’d measure the types of benefits and who would benefit from investments. But currently, states and local governments are receiving a massive influx of federal infrastructure money, much of which can be used to improve resiliency and support better climate outcomes. That means states and local governments are primed to make these investments without any direction on how to ensure that 40 percent of the benefits go to the people and places most in need.

Typically, the government measures “benefits” in dollars and cents. For USDOT investments to comply with the Justice40 initiative, 40 percent of the infrastructure law’s surface transportation investments would go to underserved communities—a whopping $257 billion, or roughly $51.44 billion per year. There are at least two areas of concern here:

First, USDOT does not have the authority to meet that number because 69 percent of infrastructure funds are formula grants and have very few strings attached. The Administration does not have the authority to direct any of these funds to Justice40 communities. 40 percent of the discretionary funding, on the other hand, comes out to $31 million (far less than 40 percent of the whole program), and that could still be a generous estimate for what the Administration will be able to use to meet Justice40 objectives.

Second, even if the USDOT was on track, there’s a huge difference between simply spending 40 percent of money within underserved communities, and spending 40 percent to accomplish something productive or bring measurable benefits to those places. 

While underserved communities absolutely need infrastructure investment, the kind of project matters. For example, installing Complete Streets in disadvantaged communities that lack basic safe infrastructure could improve health outcomes, reduce emissions, benefit the local economy, and provide fundamental access to people in areas that tend to have low car ownership. Adding a new highway or lane could do the exact opposite. Both investments could be counted toward the 40 percent goal in the Justice40 initiative, but one brings greater benefits than the other.

Infrastructure investments often don’t directly benefit the community where the construction takes place. In fact, in many cases when states and localities have built infrastructure in disadvantaged communities, the long-term result has been harm. Highways, for example, tend to benefit people traveling through an area while dislocating, isolating, and/or polluting the communities in which they’re built. In other words, highway construction projects are a major investment within the bounds of a community but are far from a major benefit to them.

Many funding opportunities have already rolled out, and the USDOT’s calendar of funding opportunities shows that there are still many more to come. In addition, the USDOT recently released their Equity Action Plan (EAP), and later we’ll dive deeper into what that plan could mean for infrastructure investments.

The Office of Management and Budget (OMB) is expected to release guidance on Justice40 soon. Fundamentally, they need to be honest and clear about what funding they have the power to steer—and consider that in the future when they negotiate huge amounts of funding that they cannot influence at all. And to ensure that this initiative meets its stated goal, we strongly recommend that they take into account not only the size of federal investments but the impact these investments will have on disadvantaged communities. More than just building things inside Justice40 communities, the aim of Justice40 should be delivering solutions that will improve daily life to the people who need them most.

Positioning for competitive grant application success

A conference room filled with diverse people taking notes

With scores of competitive, surface transportation grant programs to administer, USDOT faces a heavy lift to get these programs off the ground, on top of administering the legacy programs that already existed. How should prospective grant applicants start preparing for success?

A conference room filled with diverse people taking notes
Image from Inner City Capital Connection
promo graphic for a guide to the IIJA

This post is part of T4America’s suite of materials explaining the 2021 $1.2 trillion Infrastructure Investment and Jobs Act (IIJA), which governs all federal transportation policy and funding through 2026. What do you need to know about the new infrastructure law? We know that federal transportation policy can be intimidating and confusing. Our hub for the new law will walk you through it, from the basics all the way to more complex details.

The USDOT will have to find ways to administer and harmonize nearly five dozen programs with other Biden administration goals, like the Justice40 initiative that emphasizes equitable distribution of resources, especially towards historically marginalized communities. They’ve got a lot of work to do. But communities don’t need to wait on USDOT to begin preparing their projects that emphasize the state of repair of their transportation system, advance safety for all users, and improve mobility and access for all people.

Here are three pivotal strategies that communities can use to better position themselves to win competitive grants.

1) Match project objectives to the program criteria

The most successful projects clearly define the problem or need of your community, and tailor the project to clearly address these needs—and those needs match the criteria that USDOT has laid out for evaluating projects. This means collecting and utilizing data, observations, and community feedback that affirm the problem or need. 

It also means putting the project in context. Remember those reviewing your application may not be familiar with your project or your challenges and may never have been to your community at all. So start your application by clearly stating what the project is, why it is needed in the community, what will be accomplished by building it, and other efforts in the area (past and current) that will support those results. It is also helpful to include maps, pictures, and sketches to help those reviewing your application fully understand what is at stake and what could be accomplished. 

For example, depending on the context of the grant, USDOT looks favorably upon projects that are well-integrated into the development of their adjacent built environment and region, and that have broad support from everyone involved or affected. While transportation projects can have specific goals like cutting down on traffic or creating economic development, they should not do these at the expense of other goals like equity, housing affordability, or environmental health. USDOT recognizes this and rewards projects that form diverse coalitions, have buy-in from local businesses, and best meet the broader needs of the surrounding community. 

Projects will be filtered for eligibility but evaluated first and foremost on how well they address the criteria included in the notice of funding opportunity. Everything else is secondary. Your project does not need to knock it out of the park on all of the criteria (rarely does any project do that), but it should produce impressive results in two or three areas.

2) Build a strong, broad coalition of support

Projects with a broad base of supporters will always do better. This means support from the community, civic leaders and local elected leaders. It also helps to have support from your state, especially if you need your state department of transportation to manage the money or help with the project. But USDOT will understand if you are dealing with a state that does not share your (and USDOT’s) priorities. If that is the case, state it outright.

When building a coalition for a project, consider who else would care about a potential project? Who else is a logical partner and stakeholder that you could collaborate with? Perhaps a neighboring community is also pursuing a similar priority, presenting a chance to pool resources together. Explore partnerships with the private sector. Advocacy to state legislatures to set aside funding to support state and local matches to grant programs, like what Colorado is doing, can go a long way in making grant applications more competitive. And even better is to build or develop projects from the beginning with partners and stakeholders who will be automatic champions as that project moves forward, rather than trying to gather support for a completed project idea.

A broad range of supporters can help you put together a local match, which most competitive grant programs still require. State and local project sponsors must bring some amount of non-federal funding to match the federal dollars. Any funding that does not originate with the federal government will do, including local, state, philanthropic, business and even some in-kind contributions. A broad number of contributors is often more impressive than a larger single source of funding. This is important because projects often run into trouble along the way. Maybe bids come back high or construction finds an unexpected utility or artifact. When such problems occur, projects are more likely to proceed and be successful with a broad range of support.(It’s nearly a decade old, but our primer on local revenue best practices is still a good starting point to learn about the available options.)

Finally, support from your congressional delegation is good too. It won’t help if your project doesn’t match the program criteria, but USDOT might use this support as a tie breaker. If there are a few equally good projects, it just makes sense for USDOT to choose the one that has support from the Congressional delegation. Letters are a good starting point, but phone calls and meetings with USDOT are better.

3) Know the funding program parameters

Choosing and applying to the right competitive grant program is necessary for most effectively coordinating the above strategies. If you would like to know the breadth of options available, check out our funding briefs. You can view all the various programs by the projects they can fund and for which jurisdictional level. Note: many grants have wide flexibility that may not be immediately obvious. We did our best in these funding briefs to describe these flexibilities, so read closely. 

Once an applicant selects a program, applicants must identify what USDOT requires for that funding. The Notice of Funding Opportunities (NOFO) for each program explicitly states the requirements (such as the 2022 RAISE grants NOFO that was released on January 28th). Past NOFOs and grant applications—even from other applicants!—available in the public record, are a useful resource for understanding what successful applications look like. Applicants who are willing to put in more time can dig into the US Code (23 or 49 USC) or the Code of Federal Regulations (23 or 49 CFR). 

Applicants will also need to set up the necessary administrative steps. For instance, they will need to know or request a Unique Entity Identifier through SAM.gov. If your organization has been using a DUNS number, a unique identifier has already been assigned since the federal government is migrating away from DUNS by April 4, 2022. These steps are more numerous than we can easily include here, but we can direct you to some resources that can help: 1) The USDOT maintains a website on how to do business with the FHWA, which contains a specific page on FHWA terms and conditions, 2) FTA has its own website outlining the The Transit Award Management System (TrAMS), its hub for federal transit grants, and 3) the General Services Administration maintains a site for live grant opportunity listings

Read and pay close attention to who is eligible to apply, what projects are eligible for funding, as well as when and how to apply. And get to work on all of these requirements early. Get your Unique Entity Identifier as soon as you can, as this will take weeks if you don’t already have one. In fact, you do not have to wait to apply for a grant to set this up. Also, Grants.gov requires you to set up an account, and it can get overloaded by very popular programs close to the deadline. Don’t risk it! Do everything you can in advance. Apply a week early because you will not get more time if the system goes down at the last minute.

Still unsure on program parameters or if your project is eligible? Each NOFO lists a webinar to get an overview of the funding opportunity, ask questions, and learn the process to follow up with additional questions. You can also contact your FHWA Division HQ or Regional FTA HQ and ask questions of them over email or phone. In addition, T4A members gain access to our staff and our knowledge of federal programs. 

Want access to in-depth analysis of what your community needs to do to tap into federal funding? Consider joining as a T4A Member.

The infrastructure bill’s limited state of repair funding and policies

Flickr photo of bridge resurfacing by WSDOT. https://www.flickr.com/photos/wsdot/49921039787

There is very little new funding in the infrastructure bill specifically dedicated to repair and no new requirements on highway monies for prioritizing repair on roads and bridges. Overall the law doubled down on the practice of giving states immense flexibility with the bulk of their money and then hoping that they use that flexibility to prioritize repair. Advocates should be ready to hold states and metros accountable for making progress. 

promo graphic for a guide to the IIJA

This post is part of T4America’s suite of materials explaining the 2021 $1.2 trillion Infrastructure Investment and Jobs Act (IIJA), which governs all federal transportation policy and funding through 2026. What do you need to know about the new infrastructure law? We know that federal transportation policy can be intimidating and confusing. Our hub for the new law will walk you through it, from the basics all the way to more complex details.

The law’s shortcomings

I-35W in Minneapolis. I-5 over the Skagit River in the Pacific Northwest. Miami’s pedestrian bridge at Florida Atlantic University. The 295 pedestrian bridge in Washington, DC. Last week’s bridge collapse in Pittsburgh, PA.

I-35W

Those are just a few high profile US bridge collapses over the last decade. Many smaller ones have escaped national scrutiny. And of course, who knows how many potential collapses were avoided (good!) through weight restrictions, lane closures, or outright closures that resulted in lengthy detours (bad!).

These collapses all happened for a plethora of overlapping reasons related to engineering, age of infrastructure, design flaws, ineffective inspection systems, and others, but they are also the by-product of our overall reactive vs. proactive approach to repair and our failure to require repair ahead of building new. The House’s five-year INVEST Act would have instituted a fix-it-first requirement, but the Senate and the administration discarded INVEST and ultimately struck a deal to continue the status quo on repair: giving states money and freedom, and hoping they use their discretion to maintain the system.

What’s in the law?

While states are given wide latitude on how to spend their money, they unquestionably will have more money at their disposal for the next five years because nearly all of the core programs that are typically used on repair needs increased in size. There are two major programs worth highlighting:

1) The National Highway Performance Program (NHPP) is one of the two largest sources of funding used for repair—about 53 percent of all states’ base highway formula apportionment (~$147 billion in the new infrastructure law). NHPP funds are intended to be spent on the National Highway System’s roads and bridges, as well as transit or for bicycle and pedestrian infrastructure in an NHS corridor. The easiest way to understand the NHS is that it consists of a spectrum from nearly all multi-lane arterial roads up to interstates, as well as a lot of two-lane rural state highways. Funding for the NHPP went up by 26 percent over the FAST Act, which means more money theoretically available for repair projects if states choose to spend it that way. The infrastructure law did open up NHPP to fund more climate mitigation projects classified as “protective features,” including raising roadways, replacing culverts and drainage, and “natural infrastructure.” Advocates and local leaders—especially in coastal areas—should work hard to make their state or metro area aware that these types of projects are now eligible for NHPP funding. (Relying on the past precedent of emergency aid for repairs after disasters will be risky as climate emergencies become more frequent but funding stays the same.)

2) The Surface Transportation Block Grant Program is exactly what it says: a block grant given to states for all surface transportation needs. This second biggest pot of money states can use on repair is also the most flexible. Not only can these funds be used on repair projects, but they can also go toward transit, biking, walking, and nearly other possible mode of surface travel—though many states do not take advantage of that flexibility. This program represents 23 percent of all highway formula dollars, and was increased by 35 percent from the FAST Act, up to $79 billion in the new infrastructure law.

There is also a separate new program for repairing bridges that’s already been in the news after FHWA released the first batch of funding to states.

The $43 billion bridge formula program is “designed” to repair bridges, whether on the National Highway System or what are known as “off-system” bridges owned by counties, cities, or other localities. While states still have to come up with 20 percent of the cost for repairing the bigger NHS and other state-owned bridges, this program can cover 100 percent of the cost of repairing or rehabilitating these locally owned off-system bridges, to try and incentivize more funding toward these vital but smaller bridges—like the Fern Hollow bridge in Pittsburgh that just collapsed—which many states ignore.

Note: Thanks to the Washington Post’s Ian Duncan for noting that states can in fact use this repair program for expansion and building new bridges, according to FHWA’s guidance on the program:

The construction of a new highway bridge on a new alignment is an eligible project under the BFP, but FHWA encourages States to first focus their BFP funding on projects that improve the condition of in-service highway bridges classified in poor condition and that preserve or improve the condition of in-service highway bridges classified in fair condition. Note that the FHWA considers the construction of a new highway bridge in a new location, in connection with replacement of an existing highway bridge in poor condition, to be improving the condition of an in-service highway bridge.

While states are free to neglect repair needs on their roads, bridges, and highways, the new infrastructure law does uphold the much stricter existing State of Good Repair programs and requirements for public transit. (Yes, we require state of repair on transit, but not on roads and bridges.) The funding for both transit and rail repair grants was also increased dramatically.

  • Transit: $3.5 billion for state of good repair grants represents a $1 billion increase over the FAST Act. These formula grants provide funding to repair or replace a wide variety of rail infrastructure (rail itself, signals, stations, navigational systems, etc.) The infrastructure law also created a new $300 million rail vehicle replacement competitive grant program that can be used to replace any rolling rail stock. Larger, legacy rail systems with especially old infrastructure will fare better in the grant process for this new program.
  • Passenger rail: $53.5 billion for state of good repair grants (up from $6 billion in the FAST Act) within two different programs to improve the state of good repair, improve performance, or expand or establish new intercity passenger rail service, including privately operated intercity passenger rail service if an eligible applicant is involved. Notably, these repair funds (from the Federal-State Partnership for Intercity Passenger Rail, formerly the Federal-State Partnership for State of Good Repair) are closely tied up with the money being used to expand interstate rail service, so regions will need to coordinate their grant applications between connectivity/expansion and their repair needs in order to best utilize these funds. Funds from the Consolidated Rail Infrastructure and Safety Improvement (CRISI) program are more broadly directed toward repair and safety improvement projects.

How could the administration improve these repair provisions?

Unfortunately, the deal the administration struck with Congress limits the extent of their own authority. States control the bulk of the money, with no fix-it-first requirements. Yes, USDOT has urged states to prioritize repair (and climate, equity, etc.) with their huge formula programs. Some governors and AASHTO already responded to that modest request with shock at the suggestion, even though they know they retain the freedom to continue ignoring those needs.

But there are still things the administration can do. They can choose to prioritize repair and modernization (and climate resilience) within their large range of competitive or discretionary grant programs, and prioritize repairing transit/rail infrastructure in communities that need it most or have been historically underserved to serve their equity goals. USDOT could issue guidance or scoping requirements to include identifying climate threats (extreme weather, extreme temperatures) and the frequency the asset will need repair/maintenance based on the design. And they could require this for any project that undergoes a NEPA environmental review.

How can this advance our goals? How can advocates improve outcomes on repair?

When it comes to advocates and local leaders, the greatest potential is with increasing awareness, reporting, and accountability. For example, even though climate-related projects are now eligible for NHPP funds, governors, legislators or the DOT leadership may not realize it or may have zero interest in pursuing those projects. Further, there are very few states that have a pipeline of resilience projects ready to tee up. Advocates should fill that information gap to make the most of the new climate mitigation eligibility within this huge pot of cash, and focus on the projects that would protect and serve the most climate-vulnerable neighborhoods and people.

When it comes to passenger rail, as states (hopefully) create new interstate passenger rail compacts, some of the repair money for rail will be essential for getting them and subsequent new service off the ground. This would mean coordination across multiple regions and states to make those big projects a reality, as with the ongoing Gulf Coast rail project.

And lastly, you should be reaching out to every reporter on a transportation beat in your state to remind them of the promises that transportation agencies are making on repair.

When we go in-depth with a reporter who is new (or sometimes even a vet!) on the federal transportation beat, they are often shocked to learn there are no requirements for states to repair things first. Help bring your media along and give them actionable information to hold your decision makers accountable. They have just been given a nearly unprecedented windfall of federal cash for the next five years and have the complete freedom to spend it all on repair projects. If your state makes slow or no progress on repair (or does better in some parts of the state than others) that is due to spending priorities set by the governor, legislature and/or DOT. 

Advocates and the media should be holding anyone who fails to move the needle in the right direction publicly accountable.

So what?

As one of our three core priorities, repair was one of our biggest disappointments in the infrastructure law. The last decade has shown us repeatedly that too often states use their flexibility to build new things they can’t afford to maintain while neglecting to properly address their repair needs. This is one of the most fiscally irresponsible things we do with transportation policy. Every dollar spent on a roadway expansion project is both a dollar that was not spent on repair, and a dollar that created decades of future repair costs. When Sen. Manchin talks about being concerned about costs passed to our grandkids, our current approach to repair should be exhibit A. 

The administration should use every tool in their arsenal to ensure that the funds they control prioritize repair, while using their regulatory toolbox to nudge states and metros toward the same goal. Advocates can have some of the greatest impact by working to both publicize repair needs (including climate related projects) and hold their decision makers accountable for making progress. 

With a massive increase in guaranteed federal funding coming their way, they have no excuses left.

Transit funding in the infrastructure bill: what can it do for me?

Bus stopping in front of a crosswalk filled with pedestrians

The new infrastructure bill authorizes $109 billion to fund public transit projects through formula and competitive grant programs. Here’s what you need to know about the new money and (modest) policy changes to the transit program, as well as how you can make them work for you.

Bus stopping in front of a crosswalk filled with pedestrians
Photo by City of Minneapolis

The new infrastructure law is already pouring hundreds of billions of dollars into transportation projects and has created dozens of new USDOT grant programs that will advance hundreds of other projects. With this new law in place, T4America is empowering states and local communities to leverage this funding toward the best possible local projects. To that end, we’re embarking on a longer series of posts where we will be walking through specific topics like transit, climate, equity, rail, providing clear information about the law’s funding for that area, new grant programs, and how local officials and advocates alike can utilize the new funding to prioritize repair over expansion, improve access to jobs and services, and put safety over speed.  This first post is about transit. 

promo graphic for a guide to the IIJA

This post is part of a series of content T4America is producing to explain the new $1.2 trillion Infrastructure Investment and Jobs Act (IIJA), which now governs all federal transportation policy and funding through 2026. What do you need to know about the new infrastructure law?  We know that federal transportation policy can be intimidating and confusing. Our hub for this law will guide you through it, from the basics all the way to more complex details.

What’s in the law?

The first thing to know is that the infrastructure law failed to make any transformational changes to transit policy. (We covered this in #3 here.) Unlike the significant changes made to other areas, Congress carried forward the same old policy from the FAST Act, maintaining the status quo in which transit projects are subject to onerous oversight not required of highway projects. The second thing to know is that the law increased overall federal transit funding by 79%. This does not begin to address the full needs of transit in the U.S., but will allow numerous states and cities to make major investments in transit.

That funding is split between several programs. The largest share ($23 billion over five years) goes toward the core program for making capital improvements to expand or improve high capacity transit service. By comparison, the FAST Act spent $11.5 billion on this program, the Capital Investments Grant program (CIG). Notably, CIG money cannot be used to maintain or operate existing service. As defined by federal law, a “fixed guideway” for CIG projects is a means of public transit that operates on its own right-of-way, like a rail line, dedicated bus rapid transit line (bus lane), or even a ferry route. 

CIG grants are split into Small Starts (projects under $400 million, most often bus or bus rapid transit projects) and New Starts/Core Capacity (larger projects, where nearly all of the rail projects happen), and the two have different processes for funding approval. Under the previous infrastructure law, only projects that cost less than $300 million were eligible for Small Starts. The new infrastructure law increased that number to $400 million but left the maximum federal share of a project the same, at $150 million. This means local agencies with Small Starts projects that cost more than $300 million will need to come up with a higher percentage of local or state funds than in previous years.

While CIG funding cannot be used for repair projects, the infrastructure law increased funding for its State of Good Repair Formula Program from $13.4 billion in the FAST Act to $21.6 billion over five years. These non-competitive grants are distributed by USDOT to fixed guideway transit systems that are at least seven years old. So while transit agencies will not need to apply for funding, they will need to proactively identify repair needs to access this cash. There is also a new Rail Vehicle Competitive Grant program, funded for $1.5 billion over five years, aimed to help transit agencies leverage local/state/private financing to replace rail vehicles (think streetcars, subway rail, or light rail cars). The law also included $1.75 billion in competitive grant funding to help agencies meet Americans with Disabilities Act (ADA) accessibility standards, which can include repairs and upgrades to station elevators, boarding ramps, adequate support rails and signage, among other necessary services. USDOT has made clear that projects that engage with pertinent stakeholders and have community support will be best positioned to receive these competitive grant monies. 

In a minor but notable change, the law also strengthened reporting requirements to count all assaults on transit workers, a step in the right direction as transit operators continue to face rising rates of assault by transit riders.

How else could the administration improve the transit program?

Though Congress failed to make any real substantive changes to transit policy and instead locked the status quo in amber for another five years, Biden’s USDOT does have some leeway for interpreting and implementing this policy. For one, the Federal Transit Administration (FTA) could absolutely update their guidance for both formula and grant programs to more strongly emphasize that transit projects prioritize equitable access for all users (regardless of mobility challenges) and climate adaptation and resilience. Those who have been around for a few years will remember that FTA once rewarded transit capital projects “that tended to favor shorter travel times and longer distances between stops—rather than the number of people moved or the numbers of residents with access to reliable transit service.” This resulted in projects that moved suburban commuters quickly through a city but failed to improve transit access in order to score high in FTA’s cost-effectiveness criteria. But this is the kind of guidance that FTA and USDOT have the latitude to change.

Furthermore, FTA project guidance can place higher value on projects that have supportive land uses and facilitate first- and last-mile connections to transit, inclusive of shared micromobility.

How can the new money advance our goals?

Overall, assessing the transit needs of your community will be the best way to find and utilize the right funding sources. Advocates should work with transit agencies to pursue and develop the plans and projects that would best serve marginalized communities and improve the state of repair, and then work with the agencies to finalize plans to submit for capital funding. Here’s how this funding could be used to advance transit-related equity and climate goals.

Equity: As mentioned above, expanding and improving transit is the best way to serve and improve access in marginalized, underserved communities. But if these investments are directed to the wrong projects, they can instead reinforce racist land-use decisions (like those of “urban renewal”). Transit investments need to shift away from “development potential” and instead be meticulously planned around serving the people already living in the communities in question. Follow the people! Planners, transit agencies, and all stakeholders should direct their projects toward improving accessibility, connecting people not only along commute corridors, but to food, parks, shopping, health services, and other services. As we have seen during the COVID-19 pandemic, the people who most need transit are not served by the commuter-centric model present in most American cities.

Climate: The infrastructure law is not the climate legislation that the Biden administration billed it to be. The new transit money should be spent to give as many people as possible greater access to high quality transit, helping to keep the growth of emissions and vehicle miles traveled in check.  Doing so will be incredibly important considering the historic amount that Congress also provided for new highway spending in the infrastructure law. Cities can focus on electrification of projects using known technologies we can implement today (wires, limited range batteries), rather than holding out for expensive or nonexistent technologies to become widespread. Cities also should look at ways to better quantify and qualify the impact that transit projects can have on climate change (such as highlighting induced demand on roadways without the transit project).

So what?

For local transportation officials who have an interest in expanding and improving transit service, the overall increase in transit funding means that more projects will get funded, allowing you to push through projects that have stalled out due to a lack of funding. For cities in transit-unfriendly states, those state DOTs will need to spend the additional transit formula money anyway (which is inclusive of operating and capital repair dollars), so if cities approach them with detailed transit plans and projects that have community support, the state will find these projects hard to turn down. For competitive grants, knowing the intricacies of grant eligibility and USDOT’s selection criteria will make your applications that much stronger. 

For advocates and concerned citizens, the next time your local transportation officials say they don’t have enough money for critical vehicle repairs or equitable network expansion, you can point them to specific formula and competitive grants, as well as the eligibility criteria to prove that your project can receive that funding. 

One last important note we addressed in our competitive grants blog post: Strong local matching funds (ranging from 20 to 50 percent  of project cost) are critical to winning these grants, and the process to raise these funds starts by engaging in state and local budget processes far in advance (6-9 months before the start of the fiscal year.) So advocates, this means you should engage agencies early and often on resource prioritization to realize transit projects.

Note: There are ample opportunities for the infrastructure law to support good projects and better outcomes. We also produced memos to explain the available federal programs for funding various types of projects. Read our memos about available funding opportunities for transit capital and operating projects. In conjunction with TransitCenter and the National Campaign for Transit Justice, we also produced a table of transit funding opportunities. View that table here.

If you have additional ideas for how to utilize these expanded programs, or have questions about the content listed here, please contact us. Our policy staff is eager to hear from you. 

Step one for repairing a problem: Stop making it worse

An excavator digs a massive hole titled "Dangerous Roads $$$". On the other side of the hole, a man tries to fill the hole with a small pile of dirt (labeled "Safety Improvements $." The comic is labeled "U.S. Approach to Road Safety."

Swap in any pressing issue—climate change, repair, safety—and this new illustration by Jean Wei describes the approach to solving it within the much-debated infrastructure bill, which passed on its own late last Friday. You’ll be hearing a lot of unfettered praise for it today, but we’re far more circumspect.

An excavator digs a massive hole titled "Dangerous Roads $$$". On the other side of the hole, a man tries to fill the hole with a small pile of dirt (labeled "Safety Improvements $." The comic is labeled "U.S. Approach to Road Safety."
This new illustration was produced for T4America by visual artist Jean Wei. IG/@weisanboo

As T4America director Beth Osborne said today,

“[The deal] spends a lot of money but fails to target it to the needs of the day: building strong economic centers, providing equitable access to opportunity, addressing catastrophic climate change, improving safety, or repairing infrastructure in poor condition.”

The bill has a lot of exciting wheelbarrows of new money, but unfortunately it also includes a lot of excavators for the status quo:

This Politico story from Tanya Snyder captures how the bill will fail to move the needle on reducing emissions and addressing climate change, among other issues:

“Congress has cleared a multibillion-dollar infrastructure package that could improve Americans’ commutes and quality of life, but which fails to meet President Joe Biden’s ambitious pledge to cut emissions off at their root: the transportation sector. …Beth Osborne [and T4America]… accused Congress of ‘doubling down on a dinosaur of a federal transportation program’ that she said has produced a dangerous, inequitable and unsustainable transportation network.”

We had a good chance to do something better with the House’s five-year INVEST Act proposal, but the Senate tossed that one aside in favor of making their own inferior five-year proposal the foundation of the larger infrastructure deal.

As Politico notes, this infrastructure bill is completely missing “any requirement that would prioritize repairing things before building new,” which would ensure we actually make progress on repair instead of just spending billions to build new things we can’t afford to maintain. The discarded House bill also would have taken the modest but vital step of requiring states to “measure and reduce their greenhouse gas emissions.”

What’s next?

With the infrastructure deal completed, the Build Back Better budget reconciliation act is still awaiting action. That package does include some important provisions for improving access to transit, grants for reducing emissions, and more. But it’s tough to swallow knowing that the infrastructure deal is likely to make many of these same issues worse, something we wrote about last week:

“We are encouraged to know that Congress is taking seriously the need to address climate change, equity, and economic recovery. But the $40 billion included here unfortunately won’t be enough to redeem the $645 billion-plus infrastructure bill that will continue to make many of those same problems worse. As we’ve said throughout the second half of this year, the administration has a difficult task ahead to advance their stated goals of repair, safety, climate, equity, and access to jobs and services through these small improvements, while spending historic amounts on unchanged programs that have historically made those issues worse.”

Read that post here (updated with info about the approved infrastructure deal) and share our new cartoon above on social media.

We’ve got a lot to say about this new legislation. We’ll be back soon with a detailed rundown of what’s in the infrastructure deal, a look at the highlights, and how we can make the best things possible happen with funding that will soon touch every city and community.

Want to save the climate? Start by funding transit operations

The current trend of more driving will make it harder for us to reach our emissions goals. Making public transit a more convenient and reliable option so people can access the things they need while taking shorter or fewer car trips is one way to reverse the trend of more driving.

MARTA buses in Atlanta. Flickr photo by James Williamor.

This post was written by Rayla Bellis, Director of Thriving Communities at Smart Growth America, and Abi Grimminger, T4America Communications Associate. It’s the first of a series of posts on this topic—find the full set here.

Transportation accounts for the largest share of emissions in the US, and cars and trucks are responsible for nearly all of it. To fully decarbonize transportation by 2050, we need to transition to electric vehicles (EVs). But that transition is still decades away, and in the meantime the cumulative impacts of more driving and more emissions will make it harder for us to avoid the worst impacts of climate change. We cannot afford to wait until the 2040s to start bending the curve on transportation emissions: we need to take real action now. And we won’t get there if we continue to do what we’ve been doing: driving more and more (measured as vehicle miles traveled or VMT).

We need to give people better options for getting around without needing a car. That means public transit, and a lot more of it. Public transit isn’t a reliable option for most Americans. While about 80 percent of people in the US live within areas classified as “urban” (which includes the suburbs of urban centers), less than 10 percent of Americans live within walking distance of reliable, high quality transit that comes every 15 minutes. And 45 percent of Americans have no access to transit at all. 

Image from TransitCenter’s excellent video, The Case for Federal Transit Operations Support

Yet the federal government gives transit just 20 percent of surface transportation funding, and the rest goes to highways (which often funds highway expansions that make public transit even harder to use). Transit agencies can use this funding to repair and maintain their systems and to build out new services—but they can’t use it to help cover the cost of operating their systems, which accounts for two-thirds of a transit agency’s total expenses. This has put an enormous strain on agencies’ budgets, particularly as they continue to suffer from reduced fare revenue as a result of the COVID-19 pandemic. 

We can afford to do better

In partnership with Third Way, Transportation for America recently analyzed 288 of the largest urbanized areas in the U.S. to help us understand just how much we would need to increase transit operating funding in those regions to enable residents to drive less. 60 percent of all driving happens in these 288 urbanized areas. While the scale of CO2 reduction we need isn’t something transit—or EVs, or any other single strategy—can fulfill alone, it turns out we can make real headway with an achievable increase in transit spending. 

While more than two-thirds of the urbanized areas analyzed currently spend less than $100 per person on transit operations, there’s a correlation between more transit operations funding and lower amounts of driving in these metro areas. Our analysis found less driving per capita in the areas that spend more on transit operations per person (keep an eye out for a full report soon with more detail on our methodology and analysis results). That means that if we increase operating spending per person across those urbanized areas and continue to scale that spending up over time, we can expect to see meaningful reductions in driving. 

We estimate that if we doubled transit spending in all of those urbanized areas by 2050, VMT in those regions will be 6.1 percent below its current growth trajectory. If we triple our investment in transit operations, VMT would be 10.7 percent lower. That’s less time spent commuting, less time in traffic, and less emissions warming our planet.

In fact, doubling or tripling transit spending would be roughly equivalent to taking every single gas-powered car off the road for about an entire day every two months for the next 30 years. If we fail to reach our goals of 100% electric vehicles by 2050, it would be closer to a day every single month with no emissions whatsoever from gas-powered vehicles.

VMT reduction impacts of increased transit spending

The 288 urbanized areas we analyzed spent $48 billion on transit operations in 2019.

By 2050, if we ↧ ↧By 2050, we would increase annual transit spending to...And see VMT reduction across those urbanized areas in 2050 of...
...double transit operating spending in each urbanized area$94 billion-6.1%
(143 billion fewer miles per year than projected)
...triple transit operating spending in each urbanized area$120 billion-10.7%
(250 billion fewer miles per year than projected)

Estimated using 2019 transit operating spending from the National Transit Database and 2019 per capita VMT from the Federal Highway Administration. Scenarios doubling or tripling transit spending were capped at a maximum of $800 per person in each urbanized area.

While we won’t be able to double or triple transit operating spending overnight, these are investments we can—and need to—start making now. Unfortunately, the federal government is continuing to turn a blind eye to the need for better transit funding if we ever want to reach our climate goals. Though the Infrastructure Investment and Jobs Act increased federal spending on transit, this legislation provides an historic amount of money for highways and prioritizes car travel. That will encourage driving-oriented road projects and development decisions that make our investments in transit less effective and the service we do have more difficult to access. A transit stop that’s dangerous or difficult to reach is a transit stop that will be underutilized, only being used by those people willing to endure the difficulty or risk. A broad coalition of stakeholders is urging $10 billion more for transit in the budget reconciliation package, which can be used to cover operating costs. Though transit will ultimately need much more than this to enable us to meet our climate goals, $10 billion is an important step in the right direction. 

There’s more to this story

It’s not just about pumping more money into transit—how we provide transit service matters. In order to reduce the amount we drive, we’ll need to ensure that transit effectively connects people to the places they need to go. We’ll be doing a series of blog posts analyzing what it would take to build a national transit system that helps get us to our climate goals. 

Federal transportation funding opportunities 101

There are ample opportunities for the infrastructure law to support good projects and better outcomes. These five in-depth, detailed guides explain the available federal programs for funding public transportation, passenger rail, Complete Streets and active transportation, and EV infrastructure.

Image by Picture of Money via Flickr

We boiled down the funding opportunities within the federal transportation program, with a focus on how much flexibility there is for transit, intercity rail, Complete Streets and EV infrastructure. These more sophisticated guides are especially helpful for very engaged advocates or agencies who are looking for in-depth specifics about funding and program eligibilities.

There are currently five funding guides:

The Infrastructure Investment and Jobs Act (the IIJA, or 2021 infrastructure bill) is the law of the land, guiding all federal transportation policy and funding decisions through at least late 2026. On top of the infrastructure law’s $102 billion in competitive or discretionary grant programs, the established formula funding programs also have considerable but typically untapped flexibility for funding projects across the transportation infrastructure spectrum, such as the main source of highway funding going instead to certain transit projects.

View our guide to understanding the IIJA

More background:

In addition to the approved IIJA, the (stalled) 2021 budget reconciliation bill, the Build Back Better Act (BBBA), would bring additional major investment in sustainable and equitable transportation. While that bill is on hold for now, record investment is still on the way through the IIJA. 2

While the bulk of the new IIJA funding will just advance the status quo, these bills, taken together, do better acknowledge the importance of climate change, equity, safety, and connecting communities.

Try as Trump might, transit grants are here to stay


The Trump administration has repeatedly tried to eliminate a critical transit grant program and Congress has repeatedly parried those attempts. The new transportation funding bill from the U.S. House is only the latest evidence that those transit grants are here to stay.

The House of Representatives’ Appropriations Committee recently released a funding bill that covers transportation funding—everything from passenger rail, to highways, to various grant programs like BUILD. One program in particular—the Capital Investment Grant (CIG) program that funds new transit and system expansions—has been a target in this administration’s crusade against transit, as we catalogue in Stuck in the Station.

But despite the administration’s repeated requests to eliminate or cut funding for this program, the new Democratic majority preserved funding for this program—just as the Republicans did when they controlled the House. While there are some proposed changes to the program that help illuminate some of what’s happening behind the scenes, here’s the bottom line:

The administration is still very actively trying to kill the program, Congress is doing as much as they can to ensure the program is executed as intended, and every indication is that this program is here to stay.

Let’s talk funding

All the talk in Washington is about money, so let’s just get this out of the way. Transit grants saw a small ($251 million) decrease over last year’s funding, but that’s only because last year’s was $251 million higher than authorized. So nothing new here.

By our calculations, there are more than enough transit projects making their way through the pipeline that are eager for a slice of this funding. That said, the administration is trying to paint a different picture. By failing to sign new grant agreements, adding additional and unclear requirements, releasing less information publicly, and requesting $0 (or massive cuts) for the program, the Trump administration is trying to undermine this transit funding and discourage local transit agencies from even applying. But Congress has stepped up their oversight of the program to make sure good projects continue to apply and get the funding they deserve.

Congress beefs up oversight

In an attempt to force the U.S. Department of Transportation (USDOT) to actually award grants, sign grant agreements, and fund new transit projects, Congress added unprecedented language last year’s funding bill requiring 80 percent of funding be distributed to projects by the end of 2019. Stuck in the Station tracks USDOT’s progress toward this requirement.An achievement bar measuring what percentage of federal transit funding has been awarded. In order to preserve funding levels, 80 percent of authorized levels have to be awarded by the end of 2019; as of June 4, 2019, 71 percent of funding has been awarded.

In response, to avoid signing new grant agreements, USDOT has taken the unusual step of doubling awards to projects they’re already obligated to fund to try and hit that mark. And they’ve misled the public about their intentions to sign new grant agreements with some serious verbal gymnastics.

This year, the House has upped the ante. The same 80 percent requirement exists (USDOT will have to distribute 80 percent of this funding by the end of 2020), but any unspent funds would now be automatically awarded to projects in the pipeline, even if the administration has refused to sign a grant agreement. USDOT either needs to do its job and advance these projects or Congress will do it for them.

Federal transit grants aren’t going away

As communities attempt to manage inexorable growth and change, transit investment is critical. Public transportation is and integral part of retaining a talented workforce, attracting businesses and jobs (and getting workers to those jobs), providing affordable transportation and reducing inequities in our communities, reducing greenhouse gas emissions and other dangerous pollutants, improving safety, and reducing congestion.

Undermining federal transit funding doesn’t change those facts; communities are and will continue to invest in transit and the federal government should be a partner in those efforts, not an obstacle. But regardless of USDOT’s actions, there is no indication that grants for new and expanded transit are going anywhere anytime soon. This House appropriations bill is just the latest example.

National transportation policy is a rudderless ship sailing off into oblivion

For well over two decades, we’ve had no big-picture guiding purpose for the federal transportation program. Like a ship with a jammed rudder heading off aimlessly into forever, federal transportation policy has been limping along without an overarching purpose or destination in mind. How does this inertia lead us toward all the wrong things?

Adrift

Is the purpose for the ~$60 billion in federal funds we spend each year merely to increase driving? To add more lane-miles? To ensure that pavement totals increase? To simply build some new stuff and try to keep up with the old stuff? To better connect people with opportunity in a measurable way? Here are six policies embedded in current transportation policy that are not a product of an intentional conversation about what we should accomplish, but rather the result of having zero direction and purpose since we completed the interstate system in 1992.3

1) States are rewarded financially for encouraging more driving and longer trips

It’s no mystery why states spend too much of their money building new lane-miles, new roads, and new bridges at the expense of repair and everything else: The financial payout for states is based on increasing driving as much as possible.

The bulk of all federal transportation money is doled out to states based on a series of formulas tied largely to population, number of lane-miles, and how much everyone drives (vehicle miles traveled, or VMT). If a state encourages more driving or if everyone takes longer trips, that state receives more money the following year. Conversely, if your state finds ways to reduce driving by investing in transit, more logically planning jobs and housing in better proximity to one another, or finding creative ways to manage travel demand, your state loses money.

Put another way, perhaps the most core, embedded philosophy of the federal transportation program is to increase driving—as if more driving itself is an unmitigated economic and societal good.

2) Federal programs originally designed to support and encourage long distance driving are poorly suited to fulfill more complicated modern needs

“Most state departments of transportation were created largely for one reason: to implement a highway-building program,” wrote T4America director Beth Osborne in this series on the Smart Growth America blog, and even the most forward-looking of state DOTs today still have that highway-building DNA embedded deep in their culture. Today’s aimless federal program needs to accomplish far more than the original intended purposes of moving people long distances across states or between metro areas. Yet we still try unsuccessfully to make this old, outdated system serve today’s needs. As Beth wrote in the opener for that series, “the same department that delivered this highway below on the left a few decades ago is the same one tasked with delivering the street on the right, perhaps right in front of your house.”

Our transportation needs have changed, but the federal program has failed to keep up.

3) Transportation emissions are growing because the program is designed that way

Transportation is the #1 sector for emissions and driving represents 83 percent of those emissions. These emissions are rising because people are forced to make more and longer trips. The U.S. has added metro interstate lane miles faster than our metro population has grown, increasing greenhouse gas emissions and obliterating the modest gains made in more efficient vehicles and cleaner fuel. With new roads subsidized by the federal government (covering around 80 percent of the cost), localities struggle to stay ahead of development that spreads further from the center of metro areas, forcing people to travel further to access jobs and services. This leads to a demand for more roads, which induces even more driving and pollution.

We simply can’t continue expanding our roadway network and lower emissions at the same time. The two goals are incompatible, and unfortunately, increasing driving is a purpose embedded deeply in the program. If the main policymakers in Congress can stop talking about money long enough to do so, it’s past time for a conversation about making shorter trips and shared trips a core goal and purpose of the program.

4) We subsidize driving at the expense of providing any other options

Given a transportation challenge to solve, the federal program puts its thumb on the scale in favor of a road “solution” by covering about 80 percent of the cost, while only providing about half of the cost for a transit solution to the same problem. On top of that, not only do we make transit projects jump through more hoops in an arduous development process that no highway projects are subject to, but we actually hold them to a more realistic standard of long-term affordability. As we wrote for Strong Towns last week, “with new federally funded transit projects, agencies have to prove they have sufficient funding to operate and maintain the new line or service, and can do so without shortchanging the rest of their system.”

The federal program encourages costly over-expansion because it doesn’t require states to prove they can afford to maintain what they’ve been encouraged to build in order to get more federal money. Congress is perfectly fine with states building a new road they can’t afford to preserve long-term, even as they are failing to maintain the rest of their system in a good state of repair. And then, as we wrote in Repair Priorities, “those states return to the federal government every few years requesting more funds to address their unmet ‘needs,’ when those needs could have been prevented or delayed with more responsible spending practices.”

That’s why we’re in this goofy situation where every state and every lawmaker seems to thinks the problem is just a lack of money.

5) The program asks the wrong questions and measures the wrong things

The program is obsessed with vehicle speed and you can see it in the few, limited ways that we try to measure whether or not our system succeeds. If you have a 15-minute commute to work in congested urban street traffic, are you better off than if you have a 45-minute commute in traffic that moves quickly? All of the incentives embedded in the program related to how we measure and assess congestion would prefer the second commute. And because free-flowing traffic is considered the gold standard, roads are built to ensure that traffic flows quickly, and this is what leads us to more and wider roads, and more and longer trips. (And streets that are then uninhabitable for anyone walking or biking.) Perhaps, a better measure would be assessing whether or not people can reach jobs and services by any mode of travel, rather than the simplistic measure of whether some of them travel at high speed when driving.

6) We undercut all our other priorities with a strategy to reduce congestion that fails every single time

The federal program is obsessed with reducing congestion, yet everything we do to reduce congestion just makes it worse.

A new study from Cal State Northridge showed that increasing lane-miles increases driving proportionally: a one percent increase in lane-miles results in a one-percent increase in driving. The best part? Expanding roads also fails to improve traffic: the speed increases from highway widenings disappear in five years because of more traffic. We expanded the country’s road system by about three percent from 2009-2017, guaranteeing at least a three percent increase in driving right there. On top of that, it’s impossible to square the priority of speed with the other things we want to accomplish, like improving safety, increasing reliability, or lowering emissions. From the SGA series:

This assumption of “the cars need to always move fast and never slow down” is at the root of most of the big problems that [state DOTs] face. Engineers have a prerequisite—sometimes explicitly stated but always implicit in the agency’s culture of practice—that makes every other priority a nearly impossible task. In practice, what this turns into is a list of secondary goals states would like to accomplish, that usually get sacrificed for the real top priority of speed. Until we come to grips with the fact that moving cars fast at all times of day without delay is a goal that can’t always be squared with all of the other priorities, until we can admit that perhaps everyone is not going to be able to go fast all the time, we’ll continue building unnecessarily large and expensive roads where speed is the number one priority and most other priorities fall by the wayside.

Make sure the vehicles can always go fast

AND
  • Prioritize repair first
  • Keep everyone safe, including people walking & biking
  • Create vibrant places worth visiting
  • Keep your costs low
  • Don’t negatively impact nearby communities
  • Help connect everyone to jobs and opportunity, whether they drive or not
  • Promote sustainable and lasting economic development
  • Reduce transportation-related emissions

Wrapping up: It’s past time to make some new goals for what this program is supposed to accomplish

Back in the 1950s we dramatically reshaped our federal transportation policy around accommodating high speed vehicle travel, and our federal program functioned with this unifying purpose for decades. Brand new highways made cross-country and inter-state travel easier than ever before, boosting the national and local economies by connecting places that weren’t well-connected before. But they also started to transform the way we we built homes and destinations by enabling easier travel from cities to their fringes. 4 Today, the challenge is making sure people have access to jobs, services and amenities within easy distance of their homes. To accomplish this, we will need to remove barriers, build bridges (real and metaphorical) and provide safe, affordable convenient alternatives to get around.

Rather than limp along, plowing billions into adding a lane here or a new road there with no equivalent economic return, let’s state a set of clear, explicit goals for the federal program, guaranteeing less driving, more options, healthier communities, and less pollution—all things we should be encouraging as we near the quarter pole of the new century.

The inside scoop on Repair Priorities 2019

After the release of Repair Priorities 2019, we hosted a webinar in partnership with Taxpayers for Common Sense to talk about the findings and recommendations of our new report. During the webinar we heard from our own Director of Transportation for America, Beth Osborne, and Steve Ellis, Executive Vice President of Taxpayers for Common Sense, about why we need reevaluate our federal transportation policy (which governs how we spend money) before dumping more money into the same broken system.

We were also joined by two speakers from state DOTs working to prioritize repair with available funding. Jack Moran, Deputy Chief of Performance and Asset Management for the Massachusetts DOT, talked through the nitty-gritty of how MassDOT has set up a state transportation program that puts repair needs first and demonstrates accountability to the public. Dick Hall, Chairman of the Mississippi Transportation Commission, spoke about why and how Mississippi DOT has made a recent dramatic shift away from road expansion toward repair, including making a difficult decision to halt expansion projects already in the pipeline.

Watch the recorded webinar below and download your copy of Repair Priorities 2019.

Other related resources:

Forget the infrastructure plan — we don’t need it.
In a pointed opinion piece published by the Washington Post, Transportation for America Director Beth Osborne made the case for focusing on federal policy reform instead of a one-time infusion of more funding into a yet-to-be-defined infrastructure plan.

How to build a better state DOT
Smart Growth America took a long look at how current practices and policies at state departments of transportation (DOTs) lead to the construction of huge, expensive road projects (i.e. highways) as a ‘solution’ to almost every transportation problem and how they can do better. Governing Magazine also published a piece on the work with state DOTs that includes interviews with Beth Osborne and Washington State DOT Secretary Roger Millar.

Local business groups fight for public transit

Twenty-five chambers of commerce and other organizations representing local business interests across the country have formed Chambers for Transit, a coalition facilitated by Transportation for America to fight for more federal support for transit.

The importance of robust public transit for local economies is clear. Core Values: Why American Companies are Moving Downtown showed that walkability and transit access were key to attracting businesses and talent in 2015. The Amazon HQ2 search was just the latest example: “access to mass transit” was one of the core preferences in Amazon’s request for proposals. From Kansas City where the business community rallied around the downtown streetcar to Indianapolis where the business community led the effort to build out a network of bus rapid transit lines, local business groups are keenly aware of how important transit is to economic success.

“I believe transit is a powerful catalyst for inclusion, connecting people to employment, education, and daily necessities,” said Mark Fisher, Chief Policy Officer of the Indy Chamber. “And it’s not just helping people leave their neighborhoods for these things, but bringing new investment to the areas that desperately need it. Knowing that transit means empowerment for my neighbors across Indianapolis is a daily motivation.”

However, many in Washington, DC haven’t gotten the memo. The Trump administration proposed eliminating funding for transit grants in its first two budgets. This year, President Trump proposed a draconian, $1 billion cut in his budget instead. While Congress has so far rejected those requests, it remains to be seen whether legislators will give transit a more equitable split of overall federal transportation funding as they draft long-term federal transportation policy (current policy expires in September 2020).

That’s why Transportation for America is bringing the voices of local business groups that are clamoring for transit investment to lawmakers on Capitol Hill. These groups understand that transit is critical to improve access to jobs, spark new development, and create the kinds of vibrant communities that can attract a talented workforce.

Congress should fully fund federal transit programs and strengthen its role supporting transit in the coming reauthorization. Chambers for Transit will bring that message to Washington.

“As Utah’s population continues to grow, transit is more important than ever,” said Derek Miller, President & CEO of the Salt Lake Chamber. “The availability of high quality transit in our communities directly correlates with Utah’s economic success, business-friendly climate and high quality of life.”

Visit the Chambers for Transit page to learn more and see which organizations are all aboard for more public transportation.

How TIGER/BUILD can help improve the federal transportation program

The third and final part of our analysis of 10 years of awarding transportation funds competitively through the TIGER/BUILD program illuminates three simple principles that should help guide reform of the federal transportation system.


Read the first two posts in the series (part one, part two) or download the full analysis.

The federal transportation program is in need of a major overhaul. America today is very different than the America of the 1920s. The interstate highway system as envisioned is now complete, new technology is changing the way people move almost daily, there is far greater awareness of the social impacts of car-focused transportation, and climate change is an urgent threat and transportation is the largest source of greenhouse gas emissions.

But the most glaring shortcoming is the total absence of a broader vision of what today’s program should accomplish tomorrow. While Congress has made small tweaks here and there over last few decades, the program as a whole largely fails to meet the needs of the modern day and the basic goal of the program is not clear. Its initial purpose was to build out the interstate system but that has been completed. What now? Is the purpose to keep the current system in a state of good repair? Reduce fatalities on our roadways by half? Ensure that Americans have access to the majority of regional jobs by car and transit?

If we can’t answer these questions of vision, goals, or purpose—if we don’t know why we are spending billions of dollars—it is hard to believe we will accomplish much of anything. Yet Congress is poised to come back to taxpayers and ask for more money, just to accomplish more of the same.

How can this 10-year experiment with awarding a small slice of federal transportation funds competitively to the best possible projects across a range of modes help guide the debate over how to reform the federal transportation program at large? As lawmakers move toward reauthorizing the long-term federal transportation law in 2020, here are three lessons we’ve learned from 10 years of TIGER/BUILD that we could apply to the broader federal program.

Competition for limited funds results in better projects

Competition for funding helps improve projects. The introduction of a flexible, competitive program has pushed applicants to go further, to dream big, collaborate effectively, and design better projects that meet a community’s needs. There are a handful of projects that failed to win funding in one year and came back in another with a stronger application and a recalibrated project and won funding. The BUILD program proves what’s possible when we focus on funding the best possible projects instead of relying on blind formulas to dispense money automatically.

Make funds directly available to local communities

Local governments are generally more in tune with community needs and the land-use implications of transportation projects than statewide entities. The BUILD program has given locals a much needed source of direct federal funding that should be emulated in the broader federal transportation program.

As our colleagues at Smart Growth America have shown, most state departments of transportation (DOTs) were initially created solely to build highways and have that DNA embedded deep in their culture and practice. And they don’t always share the same priorities of their local communities when it comes to choosing how to disburse the funding. Giving locals more of a say with how funds should be spent within their borders results in a transportation system that’s far more responsive to the real needs at a local level.

Incentivize transportation choice

The modern federal transportation program was designed to build the interstate highway system. Today, that system is complete but like a ship with a stuck rudder, federal policy lacks clear new direction and continues to focus primarily on doing the same thing: building roads. The result is a national transportation system that is heavily skewed toward private vehicle travel, often jeopardizing the safety of people walking, biking, and taking transit. But 10 years of BUILD have shown that there is great demand for multimodal infrastructure.

There’s no reason that the federal government should pay for a greater share of a road project than that of a transit project. Federal policy currently stipulates an 80 percent share for roads but a much lower amount for transit—usually around 50 percent. And when it comes to overall funding levels, again, there is no reason we should we should prioritize roads over other transportation options. If anything, transit projects should be prioritized in light of the great demand for more transportation choices, rising inequality, and climate change. The federal program should create more parity between the modes in terms of federal match and the overall funding levels.

Congress has a vital role in BUILD’s future

The greatest strengths of this program have always been found in the numerous ways it is different from other federal transportation funding programs. Over the past decade it has funded numerous projects that have stimulated investment in communities big and small across the country, many of which would have never happened without it. It hypothesized and tested a new model of funding smart projects: funds given directly, allowing more flexibility and innovation in approach, and encouraging teams of multiple partners on complex projects.

While the program still has the potential to continue to fund great projects, it will only do so if Congress stays diligent and ensures that USDOT executes the program as intended.

TIGER is not, nor was it ever intended to be, a roads program, a rural funding program, or just another vehicle for funneling more money without any accountability to state DOTs. It is wildly popular because it is multimodal, advances projects in urban and rural communities alike, funds projects that don’t easily fit in today’s narrowly defined federal funding silos, and is open to any public entity.

We should keep it that way.

Download the full analysis here

Sean Doyle was the primary author of this report for Transportation for America, with contributions from Beth Osborne, Scott Goldstein, Jordan Chafetz, and Stephen Lee Davis.

Taming the TIGER: Trump turns innovative grant program into another roads program

Under President Trump, the U.S. Department of Transportation has effectively turned the formerly innovative BUILD program—created to advance complex, hard-to-fund projects—into little more than a rural roads program, dramatically undercutting both its intent and utility.

Following this week’s announcement of an 11th round in BUILD competitive grants ($900 million) available to almost any public entity for transportation projects, Transportation for America is releasing this new comparative and constructive critique of USDOT’s BUILD program (formerly known as TIGER) in three parts. Up first today, what we found after examining ten years of awards. Read the second post in the series or download the full analysis.

The Better Utilizing Investments to Leverage Development (BUILD) program has been one of the most popular and impactful transportation programs in the federal arsenal. Conceived during the first few months of the Obama administration at the height of the financial crisis in 2009, the program originally bore the name TIGER: Transportation Investments Generating Economic Recovery.

This unique program was powerful precisely because of how it differed from most other federal transportation programs.

The program is uniquely popular because of its flexibility.
Funds can be awarded to any public entity—like a city government, public university, or tribal government—and can fund almost any kind of transportation project—roads, bridges, transit, freight, ports, bike, pedestrian, or any combination—in a wide variety of contexts. Given that most federal transportation programs award funding to state DOTs and restrict funding to one particular mode, the BUILD program has provided a much needed avenue for local entities to finance multimodal or complicated projects that cross numerous jurisdictional lines.

The program’s competition resulted in projects with greater benefits.
Unlike nearly all federal transportation dollars that are awarded automatically by formulas based on population, lane-miles, or other simple criteria, USDOT receives, scores, and awards BUILD funding based on the extent to which projects improve safety, state of repair, economic competitiveness, quality of life, and environmental sustainability. If you have a great project that’s multimodal, crosses city lines, and includes multiple partners, BUILD is an opportunity to fund it—and often the only way to do so with direct federal resources. Over the 10 rounds of the program so far, USDOT received more than 8,443 applications from all 50 states and U.S. territories requesting more than $156 billion in funding.5

The program encouraged more non-federal investment in transportation.
Since 2009, the program has awarded nearly $7.1 billion to 554 projects across the nation, leveraging billions more in non-BUILD funding. Over the first eight rounds, on average, projects attracted more than 3.6 additional, non-federal dollars for every TIGER grant dollar.

The focus has shifted since the Trump administration took over the program

A program which once heavily funded multimodal, transformative projects of regional and national significance which would otherwise be difficult to fund is now focused on expanding road capacity with an extreme bias for projects in rural areas. By comparing the projects selected for funding over the last 10 years and their level of funding, we identified four dramatic shifts in the program.

More roads, less multimodal

In the two most recent rounds of TIGER/BUILD awards—the first two years the program was managed by the Trump administration—only about 10 percent of funding went to transit projects. This is a big departure from the previous eight years when transit projects received between 28 and 40 percent of funding. Conversely, the share of funding dedicated to traditional road projects has grown to all-time highs; in 2018, road projects—most of which are eligible to receive normal formula dollars from their state—received more than 60 percent of the funding for the first time, after hovering below 30 percent for years.

While the name of the program may have been changed to BUILD in 2018, the congressional intent did not change. The small amount of funding for multimodal projects is inconsistent with the law which directs USDOT to invest “in a variety of transportation modes.”6 TIGER was created in part because most federal transportation dollars are already focused on roads via the highway formulas.

If a road project didn’t rank high enough to be funded from a state’s share of the $42 billion guaranteed to be spent annually from the Highway Trust Fund, it likely isn’t essential and shouldn’t displace other more creative projects that can’t be funded through conventional federal transportation programs.

More capacity, less repair

A closer look at the road projects selected over the years shows that the Trump administration has focused more heavily on capacity expansion (i.e. new roads and road widenings) versus repair and bridge replacement. The first year of BUILD (round X) set two records: not only was a record share of total funding devoted to roads, a record percentage of that funding (70 percent) was dedicated to capacity expansion.

Note: this graphic only includes projects that were categorized as “roads” in the first graphic above. It does not include complete streets projects.

While policymakers of all stripes echo the constant refrain of “repairing our crumbling roads and bridges,” the Trump administration has prioritized doing the exact opposite with the BUILD program, largely opting to build new infrastructure (increasing the amount of infrastructure that needs to be maintained) rather than focusing on caring for our existing assets.

More rural, less urban

The past two of years of awards have disproportionately favored rural areas. While rural areas certainly deserve transportation investments, they should be proportional. The U.S. Census Bureau found that in 2016, approximately 19 percent of Americans lived in rural areas while 81 percent of Americans lived in urban areas.7 Reflecting where most Americans live, during the first eight years of the TIGER program (2009-2016) projects in urban areas received, on average, 75 percent of funding. Yet in the past two rounds of the program, projects in urban areas have only received an average of 33 percent of funding.

When providing BUILD funding in the last two appropriation bills, Congress directed USDOT to fund projects in rural and urban areas “to ensure an equitable geographic distribution of funds.”8 Disproportionately awarding grants to projects in rural areas is hardly equitable and is inconsistent with the intent and letter of the law.

Critics often complained during the earlier years of the program that it was too urban-focused based solely on the location of the chosen projects. However, many projects classified as urban were actually projects of national significance that have great utility and benefits for rural areas. For example, Port of New Orleans Rail Yard Improvements were funded during TIGER II “to reduce congestion, facilitate the movement of marine and rail cargo, stimulate international commerce, and maintain an essential port.” This project brings immense benefits for the city, the rural areas around it, and the country even though it was classified as an “urban project.” It creates jobs in New Orleans at the port and moves exports like poultry, paper, and pulp to market, a critical need for farmers and manufacturers across the country.

While the Trump administration has made investment in rural communities a key talking point, USDOT’s project selection reflects a very narrow and overly simplistic understanding of what can actually help those communities. Projects that get goods from rural America to market are left off the table just because they might be located in an urban area.

A new rail flyover at 63rd and State in Chicago that eliminated an at-grade crossing. TIGER I provided $100 million to a package of rail infrastructure projects in the Chicago region known as CREATE. While classified as an urban project, CREATE is addressing a series of bottlenecks that result in passenger delays in Chicago and freight delays throughout the country, bringing benefits to urban and rural communities alike across the region, state, and country. Photo by Mark Llanuza.

More funding for state DOTs, less for anyone else

One of the greatest strengths of the BUILD program is that it’s one of the few ways for local governments (or any public entity) to directly receive transportation funding from the federal government to advance their own priority projects, without having to go hat-in-hand to the state. If a municipality or public transit agency conceives of a great project that ticks the required boxes under the law—and if they can identify a local matching contribution—BUILD funding is an option.

Most other federal transportation funds are directed to and controlled by state DOTs. (A smaller share goes to regional metropolitan planning organizations.) As most mayors or other local elected leaders know from firsthand experience, a state DOT’s priorities for spending within their community’s borders are often not the same.

Under the Trump administration, more funds have been going to state DOTs—an average of 37.5 percent awarded to state DOTs compared to 28 percent under the Obama administration.9

Up next, our recommendations for re-BUILDing the program in the second post. Or download the full analysis.

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Sean Doyle was the primary author of this report for Transportation for America, with contributions from Beth Osborne, Scott Goldstein and Stephen Lee Davis.

KC Streetcar supports jobs locally and across the U.S.

Last month Transportation for America’s Chairman John Robert Smith traveled to Overland Park, KS to discuss the economic impact of public transportation dollars on local manufacturing jobs with state and local leaders. Local manufacturer Dimensional Innovations (DI) hosted the event at their facility where attendees saw the recently constructed shelters destined for the Downtown Kansas City Streetcar. Transit shelters are one part of the transit supply chain with over 20 percent of DI’s business stemming from public transportation.

Since opening in 2016, the Kansas City Streetcar (KC Streetcar) has been a remarkable success. It’s seen record high ridership levels, logging more than five million passenger trips. It’s also spurred more than $2 billion in residential, retail, and commercial investment. As Tom Gerend, Executive Director of the Kansas City Streetcar Authority states, the streetcar has fueled a economic boom in Kansas City.

But the benefits of transit systems like the KC Streetcar go far beyond the streets and neighborhoods they serve. In the KC Streetcar’s case, it has supported manufacturing jobs at 83 suppliers in 26 different states. Last month, Transportation for America traveled to one such manufacturer—Dimensional Innovations—in Overland Park, KS to highlight the economic impact of public transportation dollars on manufacturing jobs for state and local leaders.

Congresswoman Sharice Davids and staff for Congressman Sam Graves joined leadership from the Greater KC Chamber of Commerce, Kansas City Area Transportation Authority, and Kansas City Streetcar Authority to tour Dimensional Innovations’ manufacturing facility where they build the station shelters for the KC Streetcar.

DI uses its inspired design skills—honed from creating interactive pieces for museums, hospitals, and sports arenas—to make sleek transit shelters that incorporate public art pieces and provide information to customers. Over 20 percent of DI’s business stems from public transportation.

“DI has been incredibly fortunate to be involved in transit-related work across the Kansas City metro for nearly 15 years,” said Tucker Trotter, CEO of Dimensional Innovations. “Transit work has not only created multiple jobs for our organization and allowed us to invest in other areas for growth, but it’s done the same for our local partners and subcontractors. We believe this creates a positive ripple effect within our community, and makes Kansas City an even better place for our employees and their families.”

The transit supply chain is far reaching, touching almost every congressional district. When cities like Kansas City or Chicago invest local and federal dollars in transit projects, they support jobs in the transit supply chain throughout the country. In the case of the KC Streetcar, when Kansas City purchased transit shelters, some of those dollars came to Overland Park and supported jobs locally.

Many public transit manufacturers and suppliers rely on a trained and consistent workforce. Without stable funding from state and federal partners, these jobs might be lost. According to Transportation for America Director Beth Osborne, “that’s a very real threat given that President Trump’s 2020 budget would cut federal transit capital grants by $1 billion.”

The decisions Congress makes regarding transportation funding will impact people who live in communities building transit systems and in the communities that manufacture the seats, engines, wheels, technology, and station shelters that keep those transit systems running. As Gerend says, “Transit investment equals job creation. Not only is the KC Streetcar creating opportunities locally, but it’s helping to create jobs across the country.”

All photos courtesy of Dimensional Innovations.

We must address the climate crisis—which requires changing transportation and land use

Good news! Since the time Beth wrote this, we put our money where our mouth is and wrote a Green New Deal for Transportation. You can check it out here.


The transportation sector is the largest source of greenhouse gasses in the United States and it’s also the one that federal officials have the most control over with the power of the purse. Yet the Green New Deal is largely devoid of the bold reimagining of federal transportation spending which encourages more roads, more driving, more sprawl, and more emissions.

Yesterday, Rep. Ocasio-Cortez (D-NY) and Senator Markey (D-MA) introduced the much anticipated Green New Deal resolution. The brains behind the Green New Deal (GND) should be commended for treating the climate crisis as the existential threat it is. As a policy framework, the GND acknowledges the need to use cleaner fuels and invest equitably. But like most conversations around climate change, it gives only a glancing mention to the transportation system and completely ignores the role development patterns play in driving the climate crisis.

Transportation is the single largest source of greenhouse gases (GHG), outpacing the power sector and comprising at least 28 percent of the United States’ total GHG emissions. Surface transportation represents 83 percent of transportation emissions, and transportation has now surpassed electrical generation as the top emitter. Pollution from transportation comes from three drivers: the efficiency of vehicles, the carbon content of fuels, and the distance people travel. And transportation emissions keep climbing in spite of the fact that vehicles are getting more efficient and fuels are getting cleaner because people are driving more and further.

Why is that? Our surface transportation program is designed to keep people in their cars. For example, Congress distributes transportation funding to states based on how much fuel is burned. The more gas burned in a state, the more money that state gets. It should hardly surprise us that states have built systems tailored to driving or that this system has pushed people to drive more over the past 60 years. Moreover, the transportation program dedicates 80 percent of those funds to highways and only 20 percent to transit—and the highway funding is guaranteed over multiple years while transit funds are on the chopping block every year. Further, if you build a new highway, a transportation agency has to come up with a 20 percent local match. But if you want to build new transit, you have to come up with at least 50 percent. Is our priority clear yet?

Back in 2012, Congress gave state departments of transportation more flexibility over how they spent federal transportation funds. In exchange, they created a performance management system to establish some accountability over that spending. That system requires states—most of which are organized around building highways and have very little staff focused on less polluting modes of travel—to set targets for their performance in safety, state of repair, and traffic flow. Strangely, Congress allowed them to set targets in these areas to do worse every year. And even in this embarrassingly weak “accountability” system, efficiency measures and GHG emissions were completely left out.

Considering the GND is a statement by Congress about what we should do to make every sector more efficient and less polluting, it would be nice if they would look at their own spending (i.e. federal dollars) and consider aligning it with their climate priorities.

Underlying these transportation challenges is the fact that our local governments are pushing housing further and further from the jobs and services that people need. And they have been doing this since the beginning of the highway era. It turns out that if houses are spread out and placed far away from all the things people need then they will have no choice but to drive more often and further.

While the development rules that create these patterns were set by the federal government in the 1920s, the federal government likes to pretends it is a purely local issue and that they have no role in the solution. Of course, many federal programs today continue to support and even encourage this spread out development that predictably creates long car trips and traffic congestion.

If the supporters of the GND are serious about addressing GHG emissions, they are going to have to spend time on the sector that is going in the wrong direction—a sector they have more direct responsibility for than any other. Without that, it looks like they are throwing stones from a glass house.

Government shutdown previewed a future without federal transit funding

With federal employees at the Federal Transit Administration furloughed during the recent record-length shutdown, transit funding wasn’t being distributed and grant/loan programs ground to a halt. New projects were further delayed and transit providers were faced with hard choices about service cuts, showing the vital importance of federal funding for transit.

Since taking office, the Trump administration has been hostile to federal transit funding. The president’s first and second budget requests both called for eliminating critical programs that provide funding to transit—the competitive TIGER program, Capital Investment Grants (CIG) for building new transit and funding major improvements, and intercity passenger rail funding.

Taken to the extreme, eliminating federal transit funding would require shuttering or at least crippling the Federal Transit Administration (FTA) which awards transit grants and ongoing funding. While such a radical position would almost certainly never pass Congress, it has been analyzed by the Congressional Budget Office as a possible deficit reduction strategy. And last month, we got a preview of a future without federal transit funding when staff at the Federal Transit Administration were furloughed for over a month.

The FTA doles out approximately $250 million a week in payments and reimbursements to local providers and state governments to support transit—payments that halted during the shutdown. After a 35-day shut down, there is a backlog of about $1 billion. Although the government has been reopened it will likely be months before the staff at FTA are able to clear this backlog. (Similar federal payments to states for road-related funding through the Federal Highway Administration were not interrupted because FHWA staff positions funded by the Highway Trust Fund were not furloughed.)

In many communities—particularly smaller and more rural ones—the local transit system watched as an approaching fiscal cliff left them with little option but to cut routes or shutter the system without federal funding. As Politico noted, “The government shutdown is pushing some of the nation’s small, midsize and rural transit systems to an existential crisis, prompting bus agencies to scale back service, prepare for furloughs, or even contemplate closing their doors entirely.”

In the Wilmington, NC area—still recovering from Hurricane Florence last September—Wave Transit faced service cuts and construction projects were suspended. In Frederick County, MD, TransIT Services was faced with a similar dilemma. In Arizona, at least 27 rural transit providers that offer critical lifelines to residents were left high and dry without federal funding; the prospect of shuttering entirely was a possibility for some transit providers. And in Missouri, OATS Transit wasn’t facing a future service reduction; it reduced service to stretch its emergency funds for as long as possible during the shutdown. The Community Transportation Association of America (CTAA) has more on the specific impacts for many of those communities.

Some states with the means were able to throw a lifeline to local transit systems by deploying available funding to cover the sudden evaporation of federal funding. But with some federal transit funding already slowed down over the last year, states wouldn’t be able to pick up the slack indefinitely.

For example, the construction of the final leg of the Purple line extension in Los Angeles—which is home to the third largest public transit service by ridership in the country—was impacted by the shutdown as low-interest loans and grants (which would be eliminated if the Trump administration had its way) were held up. And LA Metro had already been waiting for months for a final funding agreement with the FTA for the extension—an agreement that FTA could have signed already—which could not be advanced or signed during the shutdown.

Federal transit funding is critical

Transit is critical to the economies of communities large and small, urban and rural. If residents can’t get to work without transit, then it’s awfully hard to grow a strong local economy. And it’s impossible to build a strong national economy on the backs of weak local economies. Federal transit funding is vital for making this possible.

Furthermore, the construction and maintenance of transit vehicles and facilities supports high-paying, skilled manufacturing jobs across the country. In places like Elkhart, IN and Crookston, MN, the bus and parts manufacturers are a big part of the economy. As we’ve noted, steady federal transit funding is critical to maintain these jobs; they can’t be switched on and off at a whim.

What is clear post-shutdown is that federal funding for transit is critical. This shutdown was a test drive down a path without such funding and that isn’t a future worth pursuing.